SOP templates
3
Active
1
Needs review
1
Draft
1
Operating Standard
SOPs support review-first execution
SOP Library documents repeatable practice work, ownership, review checkpoints, and version history while preserving professional judgment and regulatory verification.
Audit Evidence
SOP governance requirements
Each procedure now advertises the controls needed before it can support delegated work or review evidence.
SOP control
Acknowledgement
SOP control
Review schedule
SOP control
Linked workflow
SOP control
Revision history
SOP control
Audit evidence
Standards
Operating SOPs
Each SOP connects a repeatable workflow to owners, review checkpoints, and version-controlled practice standards.
Documents
Client Intake and Document Request SOP
Controls how intake documents are requested, reviewed, followed up, and attached to the engagement record.
Owner
Owner CPA
Assigned
Client delivery team
Review
Monthly
Review Control
Review and Engagement Closeout SOP
Defines the minimum review checkpoints before client-facing work is delivered or archived.
Owner
Manager
Assigned
Review team
Review
Per engagement
Staff Workflow
Staff Handoff and Waiting-State SOP
Standardizes assignment ownership, waiting-state escalation, and reviewer transition for recurring client work.
Owner
Operations lead
Assigned
Firm operations
Review
Quarterly